1 ROUNDTABLE PARTNERS LLC
Adviser information for 1 ROUNDTABLE PARTNERS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $28.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $28.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $28.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129893 |
|---|---|
| SEC ERA File Number | 801-129893 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326720 |
| Legal Entity Identifier | None |
Principal Office
205 WEST 28TH STREET2ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (917)648-5689, Fax: None
Websites
Chief Compliance Officer
JOSEPH MAJOCHA
CFO
205 WEST 28TH STREET
2ND FLOOR
NEW YORK
NY
United States
Tel:
917-648-5689
J*@**********M
(Full email address available in API data)
Industry Affiliates
| 10T HOLDINGS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1RT DAE OPPORTUNITIES FUND-A, LP | Private Equity Fund | $3.0M | $1.0M | 5 |
| 1RT DAE OPPORTUNITIES FUND, LP | Private Equity Fund | $25.5M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUBILIER, MICHAEL, JOHN | Individual | – | PARTNER / MANAGING MEMBER | 05/2023 | 10-25% |
| TAPIERO, DANIEL, MICHAEL | Individual | – | CIO, CEO | 05/2023 | < 5% |
| VINCENT, ERIC, NELSON | Individual | – | PRESIDENT / MANAGING MEMBER | 05/2023 | 5-10% |
| MAJOCHA, JOSEPH, J. | Individual | – | CFO, CCO, AND MANAGING MEMBER | 05/2023 | < 5% |
| DTAP CAPITAL HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 05/2023 | 50-75% |
| TAPIERO, DANIEL, MICHAEL | Individual | DTAP CAPITAL HOLDINGS, LLC | MANAGING MEMBER | 05/2023 | > 75% |