INDEPENDENT PROGRESSIVE ADVISORS, LLC

Adviser information for INDEPENDENT PROGRESSIVE ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 116 $104.3M
Total 116 $104.3M

Clients

Type Number RAUM
Individuals 84 $38.8M
HNW Individuals 31 $58.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $7.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-129901
SEC ERA File Number 801-129901
SEC CIK Numbers None
SEC CRD Numbers 139649
Legal Entity Identifier None

Principal Office

1675 SW MARLOW AVE
SUITE 305
PORTLAND
OR
United States
Monday - Friday, BY APPOINTMENT
Tel: 503-536-7351, Fax: 866 693 0557

Chief Compliance Officer

SCOTT EMBLEN
PARTNER/CCO
1675 SW MARLOW AVE
SUITE 305
PORTLAND
OR
United States
Tel: 503-536-7351
Fax: 8666930557
(Full email address available in API data)

Regulatory Contact

ANN GARCIA
OWNER
1675 SW MARLOW AVE
SUITE 305
PORTLAND
OR
United States
Tel: 503-536-7351
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GARCIA, ANN, ELIZABETH Individual OWNER/MANAGER 04/2016 50-75%
EMBLEN, SCOTT, MICHAEL Individual PARTNER / CCO 01/2019 50-75%

No. Employees, Historic

1050202420252 on 3/14/2024

RAUM, Historic

200M100M020242025104276000 on 3/14/2024

No. Clients, Historic

200100020242025115 on 3/14/2024