LANIER FINANCIAL GROUP LLC
Adviser information for LANIER FINANCIAL GROUP LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 368 | $127.8M |
| Non-Discretionary | 0 | $0 |
| Total | 368 | $127.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $32.4M |
| HNW Individuals | 33 | $86.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129903 |
|---|---|
| SEC ERA File Number | 801-129903 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152945 |
| Legal Entity Identifier | None |
Principal Office
490 N. MILLEDGE AVENUEATHENS
GA
United States
Monday - Friday, 9:30-5:00
Tel: 404-882-2628, Fax: None
Chief Compliance Officer
NATHAN HRICZO
MANAGING PARTNER
490 N. MILLEDGE AVENUE
ATHENS
GA
United States
Tel:
404-882-2628
N******@***********************M
(Full email address available in API data)
Regulatory Contact
NATHAN HRICZO
MANAGING PARTNER
490 N. MILLEDGE AVENUE
ATHENS
GA
United States
Tel:
404-882-2628
N******@***********************M
(Full email address available in API data)
Industry Affiliates
| PATHWISE CPA GROUP LLC | Other investment adviser, including financial plannersAccountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HRICZO, NATHAN, JOHN | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 08/2009 | > 75% |