VAN CLEMENS WEALTH MANAGEMENT, LLC

Adviser information for VAN CLEMENS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 15
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 13
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 479 $102.4M
Non-Discretionary 2 $3.5M
Total 481 $105.9M

Clients

Type Number RAUM
Individuals 196 $29.2M
HNW Individuals 52 $73.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 11
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-129906
SEC ERA File Number 801-129906
SEC CIK Numbers None
SEC CRD Numbers 297362
Legal Entity Identifier None

Principal Office

900 2ND AVENUE SOUTH
SUITE 1500
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 612-758-9140, Fax: 612-758-9199

Chief Compliance Officer

JOSEPH GODFREY
PRESIDENT
900 2ND AVENUE SOUTH
SUITE 1500
MINNEAPOLIS
MN
United States
Tel: 612-758-9140
Fax: 612-758-9199
(Full email address available in API data)

Regulatory Contact

BASIL JOSEPH
CHIEF FINANCIAL OFFICER
900 SECOND AVE SOUTH
SUITE 1500
MINNEAPOLIS
MN
United States
Tel: 612-758-9140
(Full email address available in API data)

Industry Affiliates

VAN CLEMENS & CO. INCORPORATED Broker-dealer, municipal securities dealer, or gov securities broker or dealer
VAN CLEMENS INSURANCE ASSOCIATES LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VAN CLEMENS FINANCIAL CORPORATION Domestic Entity MEMBER 09/2002 > 75%
Godfrey, Joseph, Charles Individual PRESIDENT / CCO 02/2022 < 5%
JOSEPH, BASIL, GEORGE Individual CHIEF FINANCIAL OFFICER 02/2022 < 5%

No. Employees, Historic

201002024202517 on 3/15/2024

RAUM, Historic

200M100M020242025105854271 on 3/15/2024

No. Clients, Historic

300150020242025250 on 3/15/2024