VAN CLEMENS WEALTH MANAGEMENT, LLC
Adviser information for VAN CLEMENS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 17 |
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Investment Advisory/Research | 16 |
Registered Broker-Dealer Representatives | 15 |
Registered State Investment Advisers | 16 |
Licensed Agents of an Insurance Company | 13 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 479 | $102.4M |
Non-Discretionary | 2 | $3.5M |
Total | 481 | $105.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 196 | $29.2M |
HNW Individuals | 52 | $73.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $3.5M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 11 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-129906 |
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SEC ERA File Number | 801-129906 |
SEC CIK Numbers | None |
SEC CRD Numbers | 297362 |
Legal Entity Identifier | None |
Principal Office
900 2ND AVENUE SOUTHSUITE 1500
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 612-758-9140, Fax: 612-758-9199
Websites
Chief Compliance Officer
JOSEPH GODFREY
PRESIDENT
900 2ND AVENUE SOUTH
SUITE 1500
MINNEAPOLIS
MN
United States
Tel:
612-758-9140
Fax:
612-758-9199
J*******@*************M
(Full email address available in API data)
Regulatory Contact
BASIL JOSEPH
CHIEF FINANCIAL OFFICER
900 SECOND AVE SOUTH
SUITE 1500
MINNEAPOLIS
MN
United States
Tel:
612-758-9140
B******@*************M
(Full email address available in API data)
Industry Affiliates
VAN CLEMENS & CO. INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
VAN CLEMENS INSURANCE ASSOCIATES LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
VAN CLEMENS FINANCIAL CORPORATION | Domestic Entity | – | MEMBER | 09/2002 | > 75% |
Godfrey, Joseph, Charles | Individual | – | PRESIDENT / CCO | 02/2022 | < 5% |
JOSEPH, BASIL, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |