OAKTREE ADVISORS LLC
Adviser information for OAKTREE ADVISORS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 436 | $116.2M |
| Non-Discretionary | 0 | $0 |
| Total | 436 | $116.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 210 | $37.9M |
| HNW Individuals | 67 | $77.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $846,557 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $163,218 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesTRUST SERVICES |
|---|---|
| Compensation | % of AUMTRUST SERVICES |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-129908 |
|---|---|
| SEC ERA File Number | 801-129908 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168271 |
| Legal Entity Identifier | None |
Principal Office
6666 PASSER ROADSUITE 4
COOPERSBURG
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (610) 882-5670, Fax: None
Chief Compliance Officer
PAUL EICHMAN
PRINCIPAL/CCO
6666 PRESSER ROAD
SUITE 4
COOPERSBURG
PA
United States
Tel:
(610) 882-5670
P*******@************M
(Full email address available in API data)
Regulatory Contact
RYAN OAKES
240 ARDEN ROAD
BROOMALL
PA
United States
R*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EICHMAN, PAUL | Individual | – | PRINCIPAL/CCO | 06/2013 | > 75% |