FINDELL CAPITAL MANAGEMENT LLC
Adviser information for FINDELL CAPITAL MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $191.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $191.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $191.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
88 PINE STREETSUITE 2240
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (646) 907-5217, Fax: None
Chief Compliance Officer
JANE SHAHMANESH
CHIEF COMPLIANCE OFFICER
220 W 93RD STREET
8C
NEW YORK
NY
United States
Tel:
9178852596
J***@***********M
(Full email address available in API data)
Regulatory Contact
BRIAN FINN
MANAGER
88 PINE STREET
SUITE 2240
NEW YORK
NY
United States
Tel:
(646) 907-5217
B*********@********S
(Full email address available in API data)
Industry Affiliates
| FINN MANAGEMENT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FINDELL CAPITAL PARTNERS LP | Hedge Fund | $163.8M | $0.5M | 65 |
| FINDELL CAPITAL PARTNERS OFFSHORE LTD | Hedge Fund | $94.9M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANEPA GLOBAL MANAGERS, S.C.S. | Foreign Entity | HEISENBERG GLOBAL PARTNERS, LLC | SHAREHOLDER | 12/2017 | > 75% |
| Finn, Brian, Arthur | Individual | – | MANAGER | 04/2019 | > 75% |
| CANEPA FCM HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 07/2023 | 25-50% |
| HEISENBERG GLOBAL PARTNERS, LLC | Domestic Entity | CANEPA FCM HOLDINGS, LLC | SHAREHOLDER | 06/2023 | > 75% |
| CGM CAPITAL SPF S.� R.L. | Foreign Entity | CANEPA FCM HOLDINGS, LLC | LIMITED PARTNER | 12/2022 | 50-75% |
| CTP HOLDINGS LTD. | Foreign Entity | CGM CAPITAL SPF S.� R.L. | SHAREHOLDER | 07/2023 | > 75% |
| CGM PARTNERS, S.� R.L. | Foreign Entity | CANEPA GLOBAL MANAGERS, S.C.S. | GENERAL PARTNER | 12/2017 | |
| RAICES INTERNATIONAL SPF S.� R.L. | Foreign Entity | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| BLTM CGM GP, LLC | Domestic Entity | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2023 | 25-50% |
| ESBER, ELIAS, (NMN) | Individual | CGM PARTNERS, S.� R.L. | SHAREHOLDER | 12/2017 | 25-50% |
| RODRIGUEZ, FRANCISCO, FELIX | Individual | RAICES INTERNATIONAL SPF S.� R.L. | SHAREHOLDER | 08/2013 | > 75% |
| ESTEGHAMAT, KIAN, (NMN) | Individual | BLTM CGM GP, LLC | SHAREHOLDER | 07/2023 | > 75% |
| SHAHMANESH, JANE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CHEMOURS CO | COM | 7M | 300K | – |
| CUTERA INC | NOTE 2.250% 6/0 | 2M | – | – |
| CUTERA INC | NOTE 4.000% 6/0 | 8M | – | – |
| EHEALTH INC | COM | 6M | 1M | – |
| ENDAVA PLC | ADS | 9M | 310K | – |
| ESTABLISHMENT LABS HLDGS INC | COM | 2M | 50K | – |
| ESTABLISHMENT LABS HLDGS INC | COM | 50M | 1M | – |
| EXELIXIS INC | COM | 11M | 500K | – |
| KLX ENERGY SERVICS HOLDNGS I | COM NEW | 3M | 550K | – |
| LIQUIDIA CORPORATION | COM NEW | 5M | 400K | – |
| LIQUIDIA CORPORATION | COM NEW | 29M | 2M | – |
| NOBLE CORP PLC | ORD SHS A | 15M | 330K | – |
| OPORTUN FINL CORP | COM | 10M | 3M | – |
| THE REALREAL INC | NOTE 1.000% 3/0 | 2M | – | – |
| THE REALREAL INC | NOTE 3.000% 6/1 | 3M | – | – |
| TELEPHONE & DATA SYS INC | COM NEW | 6M | 300K | – |
| VALARIS LTD | CL A | 21M | 285K | – |
| VERMILION ENERGY INC | COM | 7M | 630K | – |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 11M | 850K | – |