CAPITAL UNITED, LLC
Adviser information for CAPITAL UNITED, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $159.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $159.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $159.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMADMINISTRATION FEE |
Identifiers
| SEC RIA File Number | 801-129928 |
|---|---|
| SEC ERA File Number | 801-129928 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285616 |
| Legal Entity Identifier | None |
Principal Office
5920 NE RAY CIRCLESTE 180
HILLSBORO
OR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (424) 279-8308, Fax: None
Websites
Chief Compliance Officer
TIFFANY MICHELLE WINKLES
CHIEF FINANCIAL OFFICER
5920 NE RAY CIRCLE
STE 180
HILLSBORO
OR
United States
Tel:
(424) 279-8308
Fax:
N/A
T******@************M
(Full email address available in API data)
Regulatory Contact
VANESSA SCHOENTHALER
OUTSIDE COUNSEL
1270 AVENUE OF THE AMERICAS
SUITE 2800
NEW YORK
NY
United States
Tel:
212-980-7208
V*******************@*******M
(Full email address available in API data)
Industry Affiliates
| CLEVELAND INTERNATIONAL FUND - NINTH AND EUCLID, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLEVELAND INTERNATIONAL FUND - NINTH AND EUCLID, LTD. | Real Estate Fund | $0.0M | $0.5M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fuller, Brian, Scott | Individual | – | MANAGING MEMBER | 03/2016 | 50-75% |
| Stedem, Bradford, Brennan | Individual | – | MANAGING MEMBER | 03/2016 | 50-75% |
| Winkles, Tiffany, Michelle | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 03/2016 | < 5% |