NUCLO WEALTH
NUCLO WEALTH LLC Legal Name
Adviser information for NUCLO WEALTH last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $95.0M |
| Non-Discretionary | 1 | $90.0M |
| Total | 28 | $185.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $6.6M |
| HNW Individuals | 6 | $20.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $158.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 81 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-129931 |
|---|---|
| SEC ERA File Number | 801-129931 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317730 |
| Legal Entity Identifier | None |
Principal Office
609 MAIN ST.SUITE 2500
HOUSTON
TX
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 281 857-6435, Fax: None
Chief Compliance Officer
ANA LISETH REYES FLORES
CCO
MONTE PELVOUX 111-102
LOMAS DE CHAPULTEPEC
CIUDAD DE MEXICO
Mexico
Tel:
+1(281)8576472
A**@**************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS ALVAREZ
COMPLIANCE CONSULTANT
2600 S DOUGLAS ROAD
SUITE 908
CORAL GABLES
FL
United States
Tel:
305 448-0014
J********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NUCLO MANAGEMENT COMPANY LLC | Domestic Entity | – | MANAGING MEMBER | 11/2021 | > 75% |
| NUCLO ASSET MANAGEMENT S.A. DE C.V. | Foreign Entity | NUCLO MANAGEMENT COMPANY LLC | SHAREHOLDER | 11/2021 | > 75% |
| CANPAL INVESTMENTS LLC | Domestic Entity | – | MEMBER | 11/2021 | < 5% |
| ROCKVILLE HOLDINGS LLC | Domestic Entity | – | MEMBER | 11/2021 | < 5% |
| WELLSPRING HOLDINGS LLC | Domestic Entity | – | MEMBER | 11/2021 | < 5% |
| EASTFORF HOLDINGS LLC | Domestic Entity | – | MEMBER | 11/2021 | < 5% |
| CANAL PALOMAR, SAMUEL, JOSE LUIS | Individual | CANPAL INVESTMENTS LLC | MANAGING MEMBER AND UBO | 11/2018 | > 75% |
| REYES FLORES, ANA, LISETH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| CANAL PALOMAR, FRANCISCO | Individual | ROCKVILLE HOLDINGS LLC | MANAGING MEMBER AND UBO | 08/2019 | > 75% |
| CANAL PALOMAR, PABLO | Individual | WELLSPRING HOLDINGS LLC | MANAGING MEMBER AND UBO | 08/2019 | > 75% |
| CANAL PALOMAR, PEDRO | Individual | EASTFORF HOLDINGS LLC | MANAGING MEMBER AND UBO | 08/2019 | > 75% |
| SOSA ARRATIA, EMILIO | Individual | NUCLO ASSET MANAGEMENT S.A. DE C.V. | SHAREHOLDER (UBO) AND EXECUTIVE OFFICER | 05/2019 | 25-50% |
| BROCADO MARTINEZ, MAURICIO | Individual | NUCLO ASSET MANAGEMENT S.A. DE C.V. | SHAREHOLDER (UBO) AND EXECUTIVE OFFICER | 05/2019 | 25-50% |
| SOSA ARRATIA, EMILIO | Individual | – | ULTIMATE BENEFICIAL OWNER | 11/2021 | 25-50% |
| BROCADO MARTINEZ, MAURICIO | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGER OF MANAGER | 02/2024 | 25-50% |