SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC
Adviser information for SEMINAL FOOD AND NUTRITION INVESTMENTS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $167.5M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $167.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $167.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesRESEARCH AND INVESTMENT ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129935 |
|---|---|
| SEC ERA File Number | 801-129935 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317836 |
| Legal Entity Identifier | None |
Principal Office
435 DEVON PARK DRIVEBUILDING 800
WAYNE
PA
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 267-778-4045, Fax: None
Websites
Chief Compliance Officer
BRIAN MCNALLY
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
435 DEVON PARK DRIVE BUILDING 800
WAYNE
PA
United States
Tel:
2677784045
B****@*********M
(Full email address available in API data)
Industry Affiliates
| SEMINAL CAPITAL INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SEMINAL EDUCATIONAL INVESTMENTS, LLC | Other investment adviser, including financial planners |
| SEMINAL FOOD AND NUTRITION FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEMINAL FOOD AND NUTRITION FUND, L.P. | Private Equity Fund | $19.5M | $0.5M | 13 |
| SEMINAL FOOD AND NUTRITION INVESTMENTS SPV II, L.P. | Private Equity Fund | $26.8M | $0.5M | 2 |
| SEMINAL FOOD AND NUTRITION INVESTMENTS SPV, L.P. | Private Equity Fund | $26.8M | $0.5M | 25 |
| SEMINAL FOOD AND NUTRITION SPV III, LP | Private Equity Fund | $10.7M | $0.5M | 2 |
| SEMINAL FOOD AND NUTRITION SPV IV, LP | Private Equity Fund | $10.8M | $0.5M | 15 |
| SEMINAL FOOD AND NUTRITION SPV V, LP | Private Equity Fund | $54.1M | $0.5M | 22 |
| SEMINAL FOOD AND NUTRITION SPV VI, LP | Private Equity Fund | $10.0M | $0.5M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCKLEY, WALTER, WHITE | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2021 | < 5% |
| VANDREVALA, CYRUS, KERSIE | Individual | – | CO-CHIEF INVESTMENT OFFICER | 06/2021 | < 5% |
| MCNALLY, BRIAN, FRANCIS | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |
| HAUGEN, JOHN, FREDERICK | Individual | – | MANAGING PARTNER | 07/2021 | 10-25% |
| SEMINAL CAPITAL HOLDINGS, LLC | Domestic Entity | – | MAJORITY OWNER | 06/2021 | 50-75% |
| Buckley, Walter | Individual | SEMINAL CAPITAL HOLDINGS, LLC | MEMBER | 06/2021 | 25-50% |
| Vandrevala, Cyrus | Individual | SEMINAL CAPITAL HOLDINGS, LLC | MEMBER | 06/2021 | 25-50% |
| STOREY, CATHERINE | Individual | – | PARTNER | 07/2021 | 10-25% |
| NEWCOM, RYAN, CHRISTOPHER | Individual | – | PARTNER | 07/2021 | 10-25% |
| Morgan, Raymond, Kirk | Individual | – | CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |
| GRAY, ROBERT, LOCHEAD | Individual | – | MANAGING PARTNER, GLOBAL DISTRIBUTION | 01/2021 | < 5% |