ARC ADVISORY LLC

Adviser information for ARC ADVISORY LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 40
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
ARC ADVISORY WRAP FEE PROGRAM ARC ADVISORY LLC

Identifiers

SEC RIA File Number 801-129936
SEC ERA File Number 801-129936
SEC CIK Numbers None
SEC CRD Numbers 330258
Legal Entity Identifier None

Principal Office

2261 MARKET STREET
STE 5932
SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: (510) 213-8085, Fax: None

Chief Compliance Officer

RAJIV BATRA
HEAD OF LEGAL & COMPLIANCE
325 9TH ST
FL 3
SAN FRANSISCO
CA
United States
Tel: (510) 213-8085
(Full email address available in API data)

Regulatory Contact

KAITLYN WULFKEN
COMPLIANCE CONSULTANT
40 EXCHANGE PLACE
40
NEW YORK
NY
United States
Tel: 6318380136
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Batra, Rajiv Individual CHIEF COMPLIANCE OFFICER 02/2024 < 5%
Muir, Donald Individual CHIEF EXECUTIVE OFFICER 02/2024 < 5%
ARC TECHNOLOGIES, INC. Domestic Entity PARENT COMPANY 02/2024 > 75%

No. Employees, Historic

402002024202540 on 3/19/2024

RAUM, Historic

000202420250 on 3/19/2024