GUIDE WEALTH MANAGEMENT
GUIDE WEALTH MANAGEMENT LLC Legal Name
Adviser information for GUIDE WEALTH MANAGEMENT last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 36 | $27.2M |
Non-Discretionary | 0 | $0 |
Total | 36 | $27.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 17 | $5.0M |
HNW Individuals | 18 | $22.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $152,408 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMFixed fees |
Other Business Activities | Accountant or accounting firm |
Identifiers
SEC RIA File Number | 801-129937 |
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SEC ERA File Number | 801-129937 |
SEC CIK Numbers | None |
SEC CRD Numbers | 264788 |
Legal Entity Identifier | None |
Principal Office
430 PARK AVENEW YORK
NY
United States
BY APPOINTMENT ONLY, 8AM-6PM
Tel: 646-450-1001, Fax: None
Websites
Chief Compliance Officer
MATTHEW HAGUE
PRESIDENT
12 NOSWALL PARK ROAD
PUTMAN VALLEY
NY
United States
Tel:
6464501001
M***@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HAGUE, MATTHEW | Individual | – | PRESIDENT/CCO | 05/2015 | > 75% |