FLOYD FINANCIAL GROUP LLC
Adviser information for FLOYD FINANCIAL GROUP LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,000 | $118.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,000 | $118.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 560 | $105.6M |
| HNW Individuals | 6 | $12.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $290,651 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agentMEDICAID AND LTC PLANNING COMPANY |
Identifiers
| SEC RIA File Number | 801-129942 |
|---|---|
| SEC ERA File Number | 801-129942 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226773 |
| Legal Entity Identifier | None |
Principal Office
1304 W BATTLEFIELD RDSPRINGFIELD
MO
United States
Monday - Friday, 8:30 TO 5:00 M-TH, 8:30 TO 3:00 F
Tel: 417-889-7233, Fax: 417-889-7237
Chief Compliance Officer
JACOB FLOYD
MANAGING MEMBER
1304 W BATTLEFIELD RD
SPRINGFIELD
MO
United States
Tel:
417-889-7233
Fax:
417-889-7237
J***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Floyd, Jacob, Randal | Individual | – | MANAGING MEMBER, CCO | 07/2023 | > 75% |