CROWN POINT WEALTH ADVISORS
CPWA LLC Legal Name
Adviser information for CROWN POINT WEALTH ADVISORS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 865 | $107.1M |
| Non-Discretionary | 11 | $4.0M |
| Total | 876 | $111.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 399 | $42.8M |
| HNW Individuals | 97 | $67.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $568,388 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $643,780 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-129946 |
|---|---|
| SEC ERA File Number | 801-129946 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322424 |
| Legal Entity Identifier | None |
Principal Office
1313 BELMONT AVE.HOOD RIVER
OR
United States
Monday - Friday, 7:00AM-4:00PM
Tel: 541-386-2792, Fax: 855-810-1103
Chief Compliance Officer
JAMES WILLIAMS
1313 BELMONT AVE.
HOOD RIVER
OR
United States
Tel:
541-386-2792
J*************@*******************M
(Full email address available in API data)
Regulatory Contact
JEFF PRESS
COMPLIANCE CONSULTANT
7130 SW 5TH AVE.
PORTLAND
OR
United States
Tel:
516-236-9277
J*********@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Guenther, Joseph, Charles Knox | Individual | – | MANAGING MEMBER | 07/2022 | > 75% |
| Williams, James, D | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | 25-50% |