FUNDAMENTAL INVESTMENT SERVICES, LLC
Adviser information for FUNDAMENTAL INVESTMENT SERVICES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesFINANCIAL CONSULTING AND ASSET ALLOCATION ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129948 |
|---|---|
| SEC ERA File Number | 801-129948 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330232 |
| Legal Entity Identifier | None |
Principal Office
207W 110TH STREET APT. #18NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1-917-495-9582, Fax: None
Chief Compliance Officer
CARLOS GONZALEZ STAWINSKI
1655 N. COMMERCE PARKWAY, SUITE 301
WESTON
FL
United States
Tel:
1-954-727-3117
C*****@**********M
(Full email address available in API data)
Regulatory Contact
JOSE SANTAMARIA
CHIEF INVESTMENT OFFICER
207W 110TH STREET APT. #18
NEW YORK
NY
United States
Tel:
1-917-495-9582
J**************@****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLATFORM FL, LLC | Domestic Entity | – | OWNER | 05/2019 | > 75% |
| CANO, GUSTAVO, A. | Individual | PLATFORM FL, LLC | MEMBER | 05/2019 | > 75% |
| GONZALEZ, CARLOS, JAVIER | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| CANO, GUSTAVO, A. | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2024 | > 75% |
| SANTAMARIA, JOSE, A | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |