CASTLEARK ALTERNATIVES, LLC
Adviser information for CASTLEARK ALTERNATIVES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 6 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $9.2M |
Non-Discretionary | 0 | $0 |
Total | 1 | $9.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $9.2M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-129953 |
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SEC ERA File Number | 801-129953 |
SEC CIK Numbers | None |
SEC CRD Numbers | 288893 |
Legal Entity Identifier | None |
Principal Office
1 N. WACKER DRIVESUITE 3950
CHICAGO
IL
United States
Monday - Friday, 8 AM - 5 PM
Tel: 312 456 9682, Fax: 312 456 9690
Chief Compliance Officer
JAMES CASTELLINI
1 N WACKER DRIVE
SUITE 3950
CHICAGO
IL
United States
Tel:
3124569682
Fax:
3124569690
J************@************M
(Full email address available in API data)
Industry Affiliates
CASTLEARK MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CASTLEARK ENERGY PARTNERS, LP | Hedge Fund | $9.2M | $1.0M | 2 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CASTELLINI, JEROME, A | Individual | – | PRESIDENT, MANAGING MEMBER | 02/2005 | > 75% |
CASTELLINI, JAMES, H | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |