SILICON PRIVATE WEALTH, LLC

Adviser information for SILICON PRIVATE WEALTH, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13 $1.3M
Non-Discretionary 259 $116.0M
Total 272 $117.3M

Clients

Type Number RAUM
Individuals 38 $15.3M
HNW Individuals 39 $94.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $2.6M
Charitable organizations <5 $4.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $257,414
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesCommissions

Identifiers

SEC RIA File Number 801-129958
SEC ERA File Number 801-129958
SEC CIK Numbers None
SEC CRD Numbers 284145
Legal Entity Identifier None

Principal Office

48883 CROWN RIDGE COMMON
FREMONT
CA
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 408-645-6790, Fax: 408-645-7786

Chief Compliance Officer

CALUM JOHN CUNNINGHAM
COO
48883 CROWN RIDGE COMMON
FREMONT
CA
United States
Tel: 408-645-6791
Fax: 408-645-7786
(Full email address available in API data)

Regulatory Contact

PATRICIA GAIL WILLIAMS
CEO
48883 CROWN RIDGE CMN
FREMONT
CA
United States
Tel: 408-645-6790
Fax: 408-645-7786
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, PATRICIA, GAIL Individual CHIEF EXECUTIVE OFFICER 04/2016 25-50%
CUNNINGHAM, CALUM, JOHN Individual CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER 04/2016 25-50%
SMITH, SCOTT, TAYLOR Individual PASSIVE OWNER, MANAGING DIRECTOR 08/2018 25-50%
Verbica, Peter, Coe Individual MANAGING DIRECTOR 01/2024 5-10%

No. Employees, Historic

1050202420254 on 3/21/2024

RAUM, Historic

200M100M020242025117319941 on 3/21/2024

No. Clients, Historic

904502024202586 on 3/21/2024