THE WEALTH ADVANTAGE GROUP, INC.
Adviser information for THE WEALTH ADVANTAGE GROUP, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 3 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 476 | $125.0M |
Non-Discretionary | 12 | $542,448 |
Total | 488 | $125.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 110 | $37.9M |
HNW Individuals | 39 | $87.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-129967 |
---|---|
SEC ERA File Number | 801-129967 |
SEC CIK Numbers | None |
SEC CRD Numbers | 122231 |
Legal Entity Identifier | None |
Principal Office
5005 HORIZONS DRIVESUITE 100
COLUMBUS
OH
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 614-459-9000, Fax: 614-459-9099
Websites
Chief Compliance Officer
KEN A. DODSON
PRESIDENT
5005 HORIZONS DRIVE
SUITE 100
COLUMBUS
OH
United States
Tel:
614-459-9000
Fax:
614-459-9099
K******@***********************M
(Full email address available in API data)
Regulatory Contact
MIKE DISALVO
COMPLIANCE ADMINISTRATOR
5005 HORIZONS DRIVE
SUITE 100
COLUMBUS
OH
United States
Tel:
614-459-9000
M*******@***********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DODSON, KENNY, ALAN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2002 | > 75% |