COOK FINANCIAL DESIGNS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	469	$115.0M
Total	469	$115.0M

Clients

Type	Number	RAUM
Individuals	121	$33.2M
HNW Individuals	46	$81.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	Fixed fees

Identifiers

SEC RIA File Number	801-129969
SEC ERA File Number	801-129969
SEC CIK Numbers	None
SEC CRD Numbers	115241
Legal Entity Identifier	None

Principal Office

1060 LASKIN ROAD
SUITE 25B
VIRGINIA BEACH
VA
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic