SYNERGY INVESTMENT MANAGEMENT LLC
Adviser information for SYNERGY INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 336 | $96.1M |
| Non-Discretionary | 151 | $5.4M |
| Total | 487 | $101.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 117 | $31.2M |
| HNW Individuals | 53 | $68.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 101.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SYNERGY WRAP FEE PROGRAM | SYNERGY INVESTMENT MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-129970 |
|---|---|
| SEC ERA File Number | 801-129970 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305961 |
| Legal Entity Identifier | None |
Principal Office
215 NORTH WESTMONTE DRIVEALTAMONTE SPRINGS
FL
United States
Monday - Friday, 9:00AM EST - 5:00PM EST
Tel: 321-203-4458, Fax: 321-203-4459
Chief Compliance Officer
CHRISTOPHER BORDNER
CHIEF EXECUTIVE OFFICER, PRINCIPAL, AND WEALTH MANAGER
215 NORTH WESTMONTE DRIVE
ALTAMONTE SPRINGS
FL
United States
Tel:
321-203-4458
Fax:
321-203-4459
C****@************************M
(Full email address available in API data)
Regulatory Contact
AMANDA STEVENS
CHIEF OPERATING OFFICER
215 NORTH WESTMONTE DRIVE
ALTAMONTE SPRINGS
FL
United States
Tel:
321-203-4458
Fax:
321-203-4459
A*****@************************M
(Full email address available in API data)
Industry Affiliates
| SYNERGY INSURANCE PARTNERS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BTA HOLDINGS, PLLC | Domestic Entity | – | OWNER | 11/2019 | > 75% |
| BORDNER, CHRISTOPHER, WAYNE | Individual | SYNERGY WEALTH ALLIANCE, LLC | MANAGING MEMBER | 11/2019 | > 75% |
| BORDNER, CHRISTOPHER, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, PRINCIPAL, AND WEALTH MANAGER | 11/2019 | < 5% |
| STEVENS, AMANDA, DAVIDSON | Individual | – | CHIEF OPERATING OFFICER | 04/2021 | < 5% |
| SYNERGY WEALTH ALLIANCE, LLC | Domestic Entity | – | OWNER | 11/2019 | > 75% |