PIVOT POINT ADVISORS, LLC
Adviser information for PIVOT POINT ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 303 | $120.6M |
Non-Discretionary | 0 | $0 |
Total | 303 | $120.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 57 | $33.0M |
HNW Individuals | 29 | $87.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $3,022 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 4 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-129978 |
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SEC ERA File Number | 801-129978 |
SEC CIK Numbers | None |
SEC CRD Numbers | 130562 |
Legal Entity Identifier | None |
Principal Office
5959 WEST LOOP SOUTHSUITE 333
BELLAIRE
TX
United States
Monday - Friday, 9AM-5PM
Tel: 713-715-7000, Fax: None
Chief Compliance Officer
MARTIN GREMM
MANAGING PARTNER
5959 WEST LOOP SOUTH
STE 333
BELLAIRE
TX
United States
Tel:
832 778 7101
G****@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GREMM, MARTIN | Individual | – | MANAGING MEMBER/CEO/CCO | 03/2004 | 50-75% |
SCHINDLER, MARC, BENJAMIN | Individual | – | MEMBER/COMPLIANCE OFFICER | 05/2004 | 50-75% |