BALANCED ASSET STRATEGIES, LTD.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Illinois, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	354	$121.7M
Non-Discretionary	0	$0
Total	354	$121.7M

Clients

Type	Number	RAUM
Individuals	72	$23.0M
HNW Individuals	40	$96.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$2.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING
Compensation	% of AUMHourly charges

Identifiers

SEC RIA File Number	801-129990
SEC ERA File Number	801-129990
SEC CIK Numbers	None
SEC CRD Numbers	153520
Legal Entity Identifier	None

Principal Office

82 S. LA GRANGE ROAD
SUITE 204
LA GRANGE
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic