TWIN GRYPHON ADVISORS LLC
Adviser information for TWIN GRYPHON ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 118 | $84.5M |
| Non-Discretionary | 10 | $23.3M |
| Total | 128 | $107.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $5.5M |
| HNW Individuals | 24 | $73.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.2M |
| Pension and profit sharing plans | 5 | $22.9M |
| Charitable organizations | <5 | $405,181 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129993 |
|---|---|
| SEC ERA File Number | 801-129993 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297264 |
| Legal Entity Identifier | None |
Principal Office
892 PLAIN STREETSUITE 3A
MARSHFIELD
MA
United States
Monday - Friday, BY APPOINTMENT
Tel: (781) 319-0098, Fax: (781) 834-4149
Chief Compliance Officer
TIMOTHY C. WITHERS
PRESIDENT
892 PLAIN STREET
SUITE 3A
MARSHFIELD
MA
United States
Tel:
781-319-0098
Fax:
781-834-4149
T**@**********************M
(Full email address available in API data)
Regulatory Contact
KATHLEEN O'CONNOR
OPERATIONS MANAGER
892 PLAIN STREET
SUITE 3A
MARSHFIELD
MA
United States
Tel:
781-319-0098
K*******@*********************O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TWIN GRYPHON ABSOLUTE PERFORMANCE FUND, L.P. | Hedge Fund | $5.2M | $0.1M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WITHERS, TIMOTHY, CHARLES | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 05/2018 | 10-25% |
| WELLSPRING FINANCIAL INSURANCE AGENCY, INC. | Domestic Entity | – | MANAGING MEMBER | 05/2018 | > 75% |
| WITHERS, TIMOTHY, CHARLES | Individual | WELLSPRING FINANCIAL INSURANCE AGENCY, INC. | PRESIDENT | 04/1996 | > 75% |