HS WEALTH PARTNERS
TIGEROAK MANAGEMENT, LLC Legal Name
Adviser information for HS WEALTH PARTNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New Mexico, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 0 | $0 |
Total | 0 | $0 |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 0 |
Portfolio Manager to Program | Sponsor |
---|---|
HS WEALTH PARTNERS | HS WEALTH PARTNERS |
Identifiers
SEC RIA File Number | 801-129998 |
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SEC ERA File Number | 801-129998 |
SEC CIK Numbers | None |
SEC CRD Numbers | 330640 |
Legal Entity Identifier | None |
Principal Office
316 OSUNA ROAD NESUITE 400
ALBUQUERQUE
NM
United States
Monday - Friday, BY APPOINTMENT
Tel: 505-717-1831, Fax: None
Chief Compliance Officer
JOHSALYN BACA
316 OSUNA ROAD NE
SUITE 400
ALBUQUERQUE
NM
United States
Tel:
505-717-1831
J*****@**********T
(Full email address available in API data)
Regulatory Contact
PETE HENDERSON
PARTNER
316 OSUNA ROAD NE
SUITE 400
ALBUQUERQUE
NM
United States
Tel:
505-717-1831
C***********************@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HENDERSON, PETE, D | Individual | – | PARTNER | 03/2024 | 50-75% |
STEFFAN, ANTHONY, DREW | Individual | – | PARTNER | 03/2024 | 25-50% |
BACA, JOSHALYN, RAE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |