GRACE & WHITE, INC
Adviser information for GRACE & WHITE, INC last updated from Form ADV on May 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | FEBRUARY |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 343 | $885.7M |
| Non-Discretionary | 5 | $12.1M |
| Total | 348 | $897.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $6.0M |
| HNW Individuals | 148 | $829.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $25.4M |
| Pension and profit sharing plans | 5 | $23.3M |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Principal Office
515 MADISON AVESUITE 1700
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-935-5990, Fax: 212-935-0503
Chief Compliance Officer
GERALD I. WHITE
PRESIDENT
515 MADISON AVE.
SUITE 1700
NEW YORK
NY
United States
Tel:
212-935-5990
Fax:
212-935-0503
G*****@**************M
(Full email address available in API data)
Regulatory Contact
MARC E. RAVITZ
EXECUTIVE VICE PRESIDENT
515 MADISON AVE.
SUITE 1700
NEW YORK
NY
United States
Tel:
212-935-5990
Fax:
212-935-0503
M**@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, GERALD, IAN | Individual | – | PRESIDENT,DIR.,TREAS.,CHIEF COMPLIANCE OFFICER | 02/1977 | 50-75% |
| GRACE, OLIVER, RUSSELL | Individual | – | INACTIVE INVESTOR | 02/1977 | 5-10% |
| JERVIS, RUTH, G | Individual | – | INACTIVE INVESTOR | 02/1977 | 5-10% |
| KELLY, ANNE, GRACE | Individual | – | INACTIVE INVESTOR | 02/1977 | 5-10% |
| GRACE, GWENDOLYN | Individual | – | INACTIVE INVESTOR | 02/1977 | 5-10% |
| GRACE, LORI, L | Individual | – | INACTIVE INVESTOR | 02/1977 | 5-10% |
| RAVITZ, MARC, EMIL | Individual | – | EXECUTIVE VICE PRESIDENT,DIR., SUPER ACCOUNT ADMINISTRATOR | 07/2006 | < 5% |
| SONDHI, ASHWINPAUL, C | Individual | – | DIRECTOR | 05/1994 | < 5% |
| GRACE, LOLA, N. | Individual | – | INACTIVE INVESTOR | 12/2008 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AEGON LTD AMER REG 1 CERT | COM | 9M | 2M | – |
| AEGON NV SHS | COM | 385K | 62K | – |
| AKER BP ASA SHS | COM | 857K | 34K | – |
| ALAMO GROUP INC COM | COM | 12M | 69K | – |
| ALLIANT CORP COM | COM | 3M | 68K | – |
| ALPHABET CLASS A | COM | 2M | 10K | – |
| ALPHABET CLASS C | COM | 396K | 2K | – |
| AMAZON COM INC COM | COM | 487K | 3K | – |
| AMERICAN WOODMARK CORP COM | COM | 8M | 104K | – |
| APOGEE ENTERPRISES INC COM | COM | 2M | 40K | – |
| APPLE COMPUTER INC COM | COM | 4M | 18K | – |
| APPLIED INDL TECHNLGIES INC CO | COM | 30M | 154K | – |
| ASIA FINANCIAL HOLDINGS LTD SH | COM | 6M | 14M | – |
| ASTRONOVA INC NEW COM | COM | 2M | 143K | – |
| BANG & OLUFSEN HLG ORD B | COM | 1M | 896K | – |
| BERKLEY W R CORP COM | COM | 1M | 25K | – |
| BERKSHIRE HATHAWAY INC DEL CL | COM | 407K | 1K | – |
| BERKSHIRE HILLS BANCORP INC CO | COM | 5M | 199K | – |
| BLACKROCK MUN BD FD INC NATL M | MUTUAL FUNDS | 103K | 10K | – |
| BLACKROCK N Y MUN INCOME TRUSH | COM | 177K | 17K | – |
| BLUE RIDGE REAL ESTATE CO COM | COM | 330K | 38K | – |
| BOULDER GROWTH & INCOME FD ICO | COM | 532K | 37K | – |
| BRASILAGRO COMPANHIA BRASILESP | COM | 3M | 589K | – |
| BRIGHTHOUSE FINL INC COM | COM | 9M | 200K | – |
| BRISTOL MYERS SQUIBB CO | COM | 335K | 8K | – |
| BROADWAY FINL CORP DEL CL A NE | COM | 1M | 197K | – |
| BROADWIND ENERGY INC COM NEW | COM | 5M | 2M | – |
| BROWN FORMAN CORP CL A | COM | 4M | 97K | – |
| BROWN FORMAN CORP CL B | COM | 18M | 423K | – |
| CAPITAL SOUTHWEST CORP COM | COM | 5M | 177K | – |
| CHINA MOBILE LTD | COM | 370K | 38K | – |
| CHORD ENERGY CORPORATION COM N | COM | 2M | 14K | – |
| CHS INC RED PFD SER3 C | PREFERRED STOCKS | 608K | 24K | – |
| CHUBU NIPPON BROADCAST CO LTSH | COM | 1M | 256K | – |
| CIMC ENRIC HOLDINGS LTD SHS | COM | 2M | 2M | – |
| CISCO SYS INC COM | COM | 330K | 7K | – |
| COMMERCIAL INTL BK EGYPT S ASP | COM | 244K | 151K | – |
| CONOCOPHILLIPS COM | COM | 312K | 3K | – |
| COSTCO WHSL CORP NEW COM | COM | 255K | 300 | – |
| COTERRA ENERGY INC. COM | COM | 4M | 150K | – |
| CSW INDUSTRIALS INC COM | COM | 2M | 7K | – |
| CTO REALTY GROWTH INC COM | COM | 11M | 604K | – |
| CULP INC COM | COM | 655K | 146K | – |
| DANAHER CORP SHS BEN INT | COM | 200K | 800 | – |
| DANIELI & CO. | COM | 401K | 11K | – |
| DAWSON GEOPHYSICAL CO NEW COM | COM | 2M | 979K | – |
| DEVON ENERGY CORP NEW COM | COM | 3M | 67K | – |
| DISNEY WALT CO COM DISNEY | COM | 348K | 4K | – |
| DUNEDIN ENT | COM | 0 | 102K | – |
| EVEREST RE GROUP | COM | 18M | 47K | – |
| EVERSOURCE ENERGY COM | COM | 251K | 4K | – |
| EXCO TECHNOLOGIES LTD COM | COM | 3M | 449K | – |
| EXXON MOBIL CORPORATION | COM | 746K | 6K | – |
| FAIRFAX INDIA HLDGS CORP COM S | COM | 855K | 60K | – |
| FIRST FINANCIAL NORTHWEST INCO | COM | 262K | 12K | – |
| FIRST NATL CORP COM | COM | 159K | 10K | – |
| FIRST SOLAR INC COM | COM | 16M | 72K | – |
| FREQUENCY ELECTRS INC COM | COM | 419K | 46K | – |
| FUEL TECH INC COM | COM | 2M | 2M | – |
| GASFRAC ENERGY SVCS INC COM | COM | 0 | 31K | – |
| GENESIS LAND DEV CORP COM | COM | 2M | 1M | – |
| GEOSPACE TECHNOLOGIES CORP COM | COM | 2M | 187K | – |
| GORMAN RUPP CO | COM | 13M | 351K | – |
| GRAHAM CORP COM | COM | 2M | 83K | – |
| GRUPO ROTOPLAS SAB DE CV | COM | 5M | 4M | – |
| HAIN CELESTIAL GROUP INC COM | COM | 86K | 13K | – |
| HANOVER INS GROUP INC COM | COM | 348K | 3K | – |
| HELIOS FAIRFAX PARTNERS CORPCO | COM | 87K | 34K | – |
| HELMERICH & PAYNE INC | COM | 3M | 80K | – |
| HMN FINL INC COM | COM | 5M | 205K | – |
| HNI CORP COM | COM | 2M | 54K | – |
| HOLMEN AB-B | COM | 7M | 165K | – |
| INGREDION INC COM | COM | 17M | 148K | – |
| IRISH RESIDENTL PPTYS REIT POR | COM | 2M | 2M | – |
| JZ CAPITAL PRTNRS LTD GUERNSSH | COM | 359K | 141K | – |
| KEARNY FINL CORP MD COM | COM | 640K | 104K | – |
| KEWEENAW LD ASSN LTD COM | COM | 1M | 34K | – |
| KID BRANDS, INC. COM | COM | 0 | 23K | – |
| KIMBALL ELECTRONICS INC COM | COM | 4M | 185K | – |
| KIMCO RLTY CORP COM | COM | 7M | 348K | – |
| LUBYS CAFETERIAS INC COM | COM | 83K | 106K | – |
| MANULIFE FINL CORP COM | COM | 12M | 436K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MERCK & COMPANY | COM | 900K | 7K | – |
| MICROSOFT CORP COM | COM | 4M | 9K | – |
| MID PENN BANCORP INC COM | COM | 463K | 21K | – |
| MS&AD INS GP HLDG (8725-JP) | COM | 3M | 123K | – |
| MURPHY OIL CORP COM | COM | 5M | 128K | – |
| NORTHERN FDS NRTN SMCAP COR | MUTUAL FUNDS | 232K | 8K | – |
| NORTHWEST NAT HLDG CO COM | COM | 4M | 100K | – |
| NOVO-NORDISK A S ADR | COM | 4M | 29K | – |
| NUCOR CORP | COM | 17M | 107K | – |
| NUTRIEN LTD COM | COM | 5M | 88K | – |
| OCEANFIRST FINL CORP COM | COM | 324K | 20K | – |
| ORION ENERGY SYSTEMS INC COM | COM | 3M | 3M | – |
| ORION MARINE GROUP INC COM | COM | 10M | 1M | – |
| PATTERSON-UTI ENERGY INC COM | COM | 377K | 36K | – |
| PEPSICO INC | COM | 4M | 25K | – |
| PHOENIX COS INC NEW QUIBS 2032 | PREFERRED STOCKS | 5M | 262K | – |
| RAYONIER ADVANCED MATLS INC CO | COM | 802K | 147K | – |
| REGENCY CTRS CORP COM | COM | 3M | 54K | – |
| RHINEBECK BANCORP INC COM | COM | 100K | 13K | – |
| SANDY SPRING BANCORP INC COM | COM | 2M | 82K | – |
| SENSTAR TECHNOLOGIES CORP COM | COM | 2M | 962K | – |
| SHORE CAPITAL GROUP | COM | 165K | 88K | – |
| SIGNET JEWELERS LIMITED SHS | COM | 18M | 196K | – |
| SPINNOVA OYJ | COM | 546K | 318K | – |
| STARBUCKS CORP COM | COM | 292K | 4K | – |
| STEPAN CHEMICAL CO | COM | 10M | 123K | – |
| SUMMIT HOTEL PPTYS INC SER F | PREFERRED STOCKS | 598K | 30K | – |
| SUMMIT HOTEL PPTYS INC SER E | PREFERRED STOCKS | 875K | 41K | – |
| SUMMIT HOTEL PPTYS INC COM | COM | 7M | 1M | – |
| SUZANO PAPEL E CELULOSE S A SP | COM | 878K | 85K | – |
| SWATCH GROUP AG NAMEN AKT | COM | 6M | 140K | – |
| SWK HLDGS CORP COM NEW | COM | 286K | 17K | – |
| TABOOLA.COM LTD ORD SHS | COM | 46K | 13K | – |
| TITAN INTL INC ILL COM | COM | 3M | 404K | – |
| TOKIO MARINE HOLDINGS INC | COM | 392K | 11K | – |
| TOPGOLF CALLAWAY BRANDS COM | COM | 10M | 663K | – |
| TOURMALINE OIL CORP COM | COM | 18M | 407K | – |
| TUESDAY MORNING CORP COM NEW | COM | 0 | 16K | – |
| TWIN DISC INC COM | COM | 3M | 214K | – |
| UNITED PARCEL SVC INC CL B | COM | 7M | 54K | – |
| UNUM GROUP | COM | 26M | 503K | – |
| VESTAS WIND SYS AS SHS | COM | 0 | 38K | – |
| VESTAS WIND SYS AS UNSP ADR | COM | 3M | 337K | – |
| VIRGINIA NATL BANKSHARES CORCO | COM | 1M | 34K | – |
| VISA INC COM CL A | COM | 252K | 960 | – |
| WAL MART STORES INC | COM | 2M | 25K | – |
| WATSCO INC | COM | 20M | 43K | – |
| WEST PHARMACEUTICAL SVCS INCCO | COM | 14M | 43K | – |
| WESTERN ASSET CLYM INFL OPP CO | MUTUAL FUNDS | 2M | 189K | – |
| WESTERN ASSET CLYM INFL SEC CO | MUTUAL FUNDS | 309K | 39K | – |
| WESTPORT FUEL SYSTEMS INC COM | COM | 3M | 625K | – |
| WILLIAMS SONOMA INC COM | COM | 8M | 57K | – |
| ZIMMER HLDGS INC COM | COM | 814K | 8K | – |