RCF ASSET MANAGEMENT GROUP 3, LLC
Adviser information for RCF ASSET MANAGEMENT GROUP 3, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-130003 |
|---|---|
| SEC ERA File Number | 801-130003 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312212 |
| Legal Entity Identifier | None |
Principal Office
13063 VENTURA BLVD.SUITE 200
STUDIO CITY
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (310) 598-7070, Fax: (310) 943-1670
Websites
Chief Compliance Officer
NATALIE FORD
4045 PECOS STREET
SUITE 210-1
DENVER
CO
United States
Tel:
(724) 787-0202
N******@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL THOM
CO-CEO
13063 VENTURA BLVD.
SUITE 200
STUDIO CITY
CA
United States
Tel:
(310) 598-7070
Fax:
(310) 943-1670
T***@***********M
(Full email address available in API data)
Industry Affiliates
| RANGE SUMMIT CAPITAL GP 3, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RANGE SUMMIT CAPITAL GP 4, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCF ASSET MANAGEMENT GROUP 4, LLC | Other investment adviser, including financial planners |
| RSC ASSET MANAGEMENT GROUP, LLC | Other investment adviser, including financial planners |
| RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLC | Other investment adviser, including financial planners |
| RSC INDUSTRIAL VENTURES 2 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RANGE MASTER ASSET MANAGEMENT GROUP, LLC | Domestic Entity | – | MEMBER | 06/2018 | > 75% |
| RANGE SUMMIT CAPITAL MANAGER, LLC | Domestic Entity | – | NON-MEMBER MANAGER | 03/2019 | < 5% |
| RANGE SUMMIT CAPITAL MANAGER, LLC | Domestic Entity | RANGE MASTER ASSET MANAGEMENT GROUP, LLC | NON-MEMBER MANAGER | 03/2019 | |
| SUMMIT RANGE HOLDCO I, LLC | Domestic Entity | RANGE SUMMIT CAPITAL MANAGER, LLC | SOLE MEMBER | 03/2019 | > 75% |
| WILLOUGHBY TRUST | Domestic Entity | SUMMIT RANGE HOLDCO I, LLC | MEMBER | 03/2019 | 25-50% |
| THE RSL LIVING TRUST | Domestic Entity | SUMMIT RANGE HOLDCO I, LLC | MEMBER | 03/2019 | 25-50% |
| THE ROSEN LIVING TRUST | Domestic Entity | SUMMIT RANGE HOLDCO I, LLC | MEMBER | 03/2019 | 25-50% |
| Thom, Michael, Cameron | Individual | – | CO-CEO | 06/2018 | < 5% |
| Ford, Natalie, Jo | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2020 | < 5% |
| Rosen, Joseph, Scott | Individual | – | PRESIDENT | 06/2018 | < 5% |
| Lynch, Ryan, Patrick | Individual | – | CO-CEO | 06/2018 | < 5% |
| Thom, Michael, Cameron | Individual | WILLOUGHBY TRUST | TRUSTEE | 06/2009 | |
| Lynch, Ryan, Patrick | Individual | THE RSL LIVING TRUST | TRUSTEE | 06/2012 | |
| Rosen, Joseph, Scott | Individual | THE ROSEN LIVING TRUST | TRUSTEE | 09/2014 |