OVERLOCK CAPITAL LLC

Adviser information for OVERLOCK CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	District of Columbia, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	Fixed fees

Identifiers

SEC RIA File Number	801-130012
SEC ERA File Number	801-130012
SEC CIK Numbers	None
SEC CRD Numbers	330427
Legal Entity Identifier	None

Principal Office

1625 K STREET NW
SUITE 1025
WASHINGTON
DC
United States

Monday - Friday, 9AM - 5PM

Tel: 202-670-2574, Fax: None

Websites

overlockcapital.com/

Chief Compliance Officer

CATHERINE BONANNI

COO

1625 K STREET NW

SUITE 1025

WASHINGTON

United States

Tel: 202-670-2574

K****@******************M

(Full email address available in API data)

Regulatory Contact

ADAM ARNOLD

CEO AND MANAGING PARTNER