LIBERTY ONE WEALTH ADVISORS
Adviser information for LIBERTY ONE WEALTH ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 620 | $104.7M |
| Non-Discretionary | 0 | $0 |
| Total | 620 | $104.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 169 | $71.3M |
| HNW Individuals | 18 | $32.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $362,281 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $576,079 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 99.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CHARLES SCHWAB WRAP FEE PROGRAM | CHARLES SCHWAB & CO., INC. |
Identifiers
| SEC RIA File Number | 801-130016 |
|---|---|
| SEC ERA File Number | 801-130016 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315675 |
| Legal Entity Identifier | None |
Principal Office
2001 MARKET ST.SUITE 2500
PHILADELPHIA
PA
United States
Monday - Friday, 9AM-5PM
Tel: 215-776-4918, Fax: None
Chief Compliance Officer
GUILIAN DILEONARDO
2001 MARKET ST
SUITE 2500
PHILADELPHIA
PA
United States
Tel:
215-776-4918
G**********@*******************M
(Full email address available in API data)
Regulatory Contact
LISA LAFOND
SENIOR COMPLIANCE CONSULTANT
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
I***@************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Dileonardo, Guilian | Individual | – | CCO / FOUNDING PARTNER | 06/2021 | 25-50% |
| PETIT-HOMME, JACKY, LOUIS | Individual | – | FOUNDING PARTNER | 06/2021 | 25-50% |
| Feng, Fan | Individual | – | FOUNDING PARTNER | 06/2021 | 10-25% |