WELLTH ADVISORY SERVICES, LLC
Adviser information for WELLTH ADVISORY SERVICES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-130037 |
|---|---|
| SEC ERA File Number | 801-130037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330537 |
| Legal Entity Identifier | None |
Principal Office
25434 PRAIRIEWOOD LANESHOREWOOD
IL
United States
Monday - Friday, 8-5
Tel: 866-777-4015, Fax: 866-777-4015
Websites
Chief Compliance Officer
SARAH HUGHES
25434 PRAIRIEWOOD LANE
SHOREWOOD
IL
United States
Tel:
866-777-4015
Fax:
866-777-4015
S*****@************M
(Full email address available in API data)
Regulatory Contact
DEANE MAYERHOFER
CHIEF OPERATING OFFICER
25434 PRAIRIEWOOD LANE
SHOREWOOD
IL
United States
Tel:
866-777-4015
D*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SRP HOLDINGS, LLC | Domestic Entity | – | SOLE OWNER | 10/2015 | > 75% |
| HUGHES, SARAH, AMANDA | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| CULLEN, JEFFREY, JON | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2024 | < 5% |
| MAYERHOFER, DEANE, JANET | Individual | – | CHIEF OPERATING OFFICER | 03/2024 | < 5% |
| CULLEN FINANCIAL GROUP, INC. | Domestic Entity | SRP HOLDINGS, LLC | GENERAL PARTNER | 07/2003 | 25-50% |
| CULLEN, JEFFREY, JON | Individual | CULLEN FINANCIAL GROUP, INC. | PARTNER | 07/2003 | 25-50% |
| CULLEN, REBECCA, J | Individual | CULLEN FINANCIAL GROUP, INC. | PARTNER | 07/2003 | 25-50% |