EASTGATE CAPITAL ADVISORS LLC
Adviser information for EASTGATE CAPITAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 189 | $112.7M |
| Non-Discretionary | 14 | $19.8M |
| Total | 203 | $132.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $7.9M |
| HNW Individuals | 18 | $124.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Lawyer or law firm |
Identifiers
| SEC RIA File Number | 801-130038 |
|---|---|
| SEC ERA File Number | 801-130038 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 220511 |
| Legal Entity Identifier | None |
Principal Office
560 GREEN BAY ROADSUITE 101
WINNETKA
IL
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: 312-690-4900, Fax: None
Chief Compliance Officer
JOHN D. O'MALLEY
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
560 GREEN BAY ROAD
SUITE 101
WINNETKA
IL
United States
Tel:
312-690-4900
J*******@*************M
(Full email address available in API data)
Industry Affiliates
| JOHN D. O'MALLEY, JR | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OMALLEY, JOHN, DANIEL | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |