MURPHY CLARKE WILLIAMS & STONE LLC
Adviser information for MURPHY CLARKE WILLIAMS & STONE LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-130070 |
|---|---|
| SEC ERA File Number | 801-130070 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330290 |
| Legal Entity Identifier | None |
Principal Office
429 LENOX AVENUESUITE 403
MIAMI BEACH
FL
United States
Monday - Friday, 9AM - 5PM
Tel: (305) 954-1521, Fax: None
Websites
Chief Compliance Officer
ROBERT BRITO
828 3RD STREET
SUITE PH3
MIAMI BEACH
FL
United States
Tel:
917-239-0408
B*********@********M
(Full email address available in API data)
Regulatory Contact
ERIC REDHEAD
RISK OFFICER
#15 WAINWRIGHT STREET ST. CLAIR, PORT OF SPAIN
PORT OF SPAIN
Trinidad and Tobago
Tel:
868-338-0002
Industry Affiliates
| MURPHY CLARKE FINANCIAL LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Clarke, Leslie | Individual | – | NON-EXECUTIVE OWNER | 02/2024 | > 75% |
| BRITO, ROBERT, Martin | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |