CLEARWELL ADVISORS, LLC
Adviser information for CLEARWELL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $362.1M |
| Non-Discretionary | 0 | $0 |
| Total | 170 | $362.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 25 | $160.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $180.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $20.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-130085 |
|---|---|
| SEC ERA File Number | 801-130085 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306186 |
| Legal Entity Identifier | None |
Principal Office
610 W. DE LEON ST.TAMPA
FL
United States
Monday - Friday, 9AM - 5PM
Tel: (813) 347-4301, Fax: None
Chief Compliance Officer
DANIEL CAPOZZO
610 W. DE LEON ST.
TAMPA
FL
United States
Tel:
(813) 347-4301
D**@********************M
(Full email address available in API data)
Industry Affiliates
| CLEARWELL FUND MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLEARWELL ENVIRONMENTAL PARTNERS | Private Equity Fund | $84.6M | $1.0M | 24 |
| CLEARWELL GROUP INVESTORS | Private Equity Fund | $3.8M | $1.0M | 5 |
| CLEARWELL GROUP INVESTORS II | Private Equity Fund | $7.4M | $1.0M | 6 |
| CLEARWELL GROUP INVESTORS III | Private Equity Fund | $6.5M | $1.0M | 7 |
| CLEARWELL INVESTMENT PARTNERS A-1, LLC | PUBLIC /PRIVATE EQUITY | $22.1M | $1.0M | 4 |
| CLEARWELL INVESTMENT PARTNERS SERIES B | Private Equity Fund | $17.4M | $1.0M | 4 |
| CLEARWELL INVESTMENT PARTNERS SERIES B-1 | Private Equity Fund | $17.4M | $1.0M | 4 |
| CLEARWELL INVESTMENT PARTNERS SERIES B-2 | Private Equity Fund | $8.0M | $1.0M | 4 |
| CLEARWELL INVESTMENT PARTNERS SERIES C | Private Equity Fund | $17.5M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Cortner, Ryan, Drew | Individual | – | MEMBER | 09/2019 | 10-25% |
| FREE, DOUGLAS, JAMES | Individual | – | MEMBER | 09/2019 | > 75% |
| CAPOZZO, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |