ERISA ADVISERS, INC.
Adviser information for ERISA ADVISERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 101 | $145.6M |
| Non-Discretionary | 0 | $0 |
| Total | 101 | $145.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $2.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 92 | $141.3M |
| Charitable organizations | 1 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-130090 |
|---|---|
| SEC ERA File Number | 801-130090 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170487 |
| Legal Entity Identifier | None |
Principal Office
7003 CHADWICK DRIVESUITE 210
BRENTWOOD
TN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (855) 255-2391, Fax: None
Websites
Chief Compliance Officer
RICHARD PHILLIPS
PRESIDENT
7003 CHADWICK DRIVE
SUITE 210
BRENTWOOD
TN
United States
Tel:
(855) 255-2391
R***************@****************M
(Full email address available in API data)
Industry Affiliates
| ERISA PARTNERS, INC. | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHILLIPS, RICHARD, SCOTT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| ERISA CORPORATION | Domestic Entity | – | SHAREHOLDER | 12/2017 | > 75% |