MODUM ASSET MANAGEMENT LLC
Adviser information for MODUM ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $40.7M |
| Non-Discretionary | 3 | $9.9M |
| Total | 33 | $50.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $1.3M |
| HNW Individuals | 11 | $36.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $482,027 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-130100 |
|---|---|
| SEC ERA File Number | 801-130100 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316200 |
| Legal Entity Identifier | None |
Principal Office
1345 AVENUE OF THE AMERICAS33RD FLOOR
NEW YORK
NY
United States
BY APPOINTMENT ONLY, 9:00 AM TO 5:00 PM
Tel: (332) 223-4025, Fax: None
Chief Compliance Officer
LUIS GERARDO LEDINICH ASCENCIO
PRINCIPAL
PRADO NORTE 235-13
LOMAS DE CHAPULTEPEC
MEXICO CITY
Mexico
Tel:
(332) 223-4025
C******@**********M
(Full email address available in API data)
Regulatory Contact
HARRIS BOGNER
COMPLIANCE CONSULTANT
201 CALIFORNIA STREET
SUITE 350
SAN FRANCISCO
CA
United States
Tel:
415-423-3445
M****@************M
(Full email address available in API data)
Industry Affiliates
| MODUM ASESORES, S.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MODUM VOLATILITY RISK PREMIUM FUND LIMITED PARTNERSHIP | Hedge Fund | $0.5M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ledinich Ascencio, Luis, Gerardo | Individual | – | MANAGING MEMBER, CHIEF FINANCIAL OFFICER, AND CHIEF COMPLIANCE OFFICER | 02/2019 | 25-50% |
| DABDOUB HERNANDEZ, JACOB | Individual | – | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | 02/2019 | 25-50% |
| RANA CUSTODIO, JENDANNY | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 02/2019 | 25-50% |
| ROBINSON BOURS, BALTASAR, PERAL | Individual | – | MANAGING MEMBER AND CHIEF OPERATING OFFICER | 07/2023 | 25-50% |