AVANT MANAGEMENT LLC
Adviser information for AVANT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $331.4M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $331.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $331.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-130101 |
|---|---|
| SEC ERA File Number | 801-130101 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 330991 |
| Legal Entity Identifier | None |
Principal Office
1515 WYNKOOP STREETSUITE 700
DENVER
CO
United States
Monday - Friday, 8AM-5PM
Tel: 720-746-5053, Fax: None
Chief Compliance Officer
PETER WILLIAMS
CFO
1515 WYNKOOP STREET
SUITE 700
DENVER
CO
United States
Tel:
720-746-5053
P***@**********M
(Full email address available in API data)
Industry Affiliates
| AVANT NATURAL RESOURCES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVANT NATURAL RESOURCES LLC | Sponsor, GP, manager of pooled investment vehicles |
| GUARD INCOME FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GUARD INCOME FUND, LP | Private Equity Fund | $31.2M | $0.0M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NAGY, JACOB | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 10/2018 | 50-75% |
| Gary, Samuel, Skyler | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 10/2018 | 50-75% |
| WILLIAMS, PETER, LAYTON | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |