LETSON INVESTMENT MANAGEMENT, INC.
Adviser information for LETSON INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 99 | $261.5M |
| Non-Discretionary | 0 | $0 |
| Total | 99 | $261.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $3.3M |
| HNW Individuals | 82 | $258.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-130106 |
|---|---|
| SEC ERA File Number | 801-130106 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125830 |
| Legal Entity Identifier | None |
Principal Office
48 WEST BROOKHAVEN DR NEATLANTA
GA
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 404-237-7794, Fax: 404-262-6100
Websites
Chief Compliance Officer
SCOTT W LETSON
48 WEST BROOKHAVEN DR NE
ATLANTA
GA
United States
Tel:
404-237-7794
Fax:
404-262-6100
S****@***************M
(Full email address available in API data)
Regulatory Contact
JAMES F LETSON
PRESIDENT
48 WEST BROOKHAVEN DR NE
ATLANTA
GA
United States
Tel:
404-237-7794
Fax:
404-262-6100
J**@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LETSON, JAMES, FRANK | Individual | – | PRESIDENT | 09/1987 | < 5% |
| LETSON, SCOTT, W | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 12/2003 | > 75% |