MEYER GATES FINANCIAL ADVISORS, INC
Adviser information for MEYER GATES FINANCIAL ADVISORS, INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 413 | $142.0M |
| Non-Discretionary | 0 | $0 |
| Total | 413 | $142.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $42.8M |
| HNW Individuals | 31 | $99.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-130107 |
|---|---|
| SEC ERA File Number | 801-130107 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125046 |
| Legal Entity Identifier | None |
Principal Office
9078 UNION CENTRE BLVD.SUITE 350
WEST CHESTER
OH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 937-220-4915, Fax: None
Websites
Chief Compliance Officer
JOSEPH GATES
9078 UNION CENTRE BLVD
SUITE 350
WEST CHESTER
OH
United States
Tel:
937-222-2516
J*****@*************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS MEYER
CHIEF OPERATING OFFICER
9078 UNION CENTRE BLVD
SUITE 350
WEST CHESTER
OH
United States
Tel:
937-220-4915
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Meyer, Douglas, Michael | Individual | – | CHIEF EXECUTIVE OFFICER/TREASURER | 01/2016 | < 5% |
| Gates, Joseph, William | Individual | – | CHIEF COMPLIANCE OFFICER/SECRETARY | 01/2020 | < 5% |
| MEYER GATES HOLDING COMPANY | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| Meyer, Douglas, Michael | Individual | MEYER GATES HOLDING COMPANY | OWNER | 09/2021 | 50-75% |
| Gates, Joseph, William | Individual | MEYER GATES HOLDING COMPANY | OWNER | 09/2021 | 50-75% |