MOUNTAIN VIEW STRATEGIC WEALTH, LLC
Adviser information for MOUNTAIN VIEW STRATEGIC WEALTH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 274 | $42.6M |
Non-Discretionary | 0 | $0 |
Total | 274 | $42.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 138 | $25.7M |
HNW Individuals | 12 | $16.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-130118 |
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SEC ERA File Number | 801-130118 |
SEC CIK Numbers | None |
SEC CRD Numbers | 154295 |
Legal Entity Identifier | None |
Principal Office
200 NORTH DRIVEI.PARK SUITE 103
HOPEWELL JUNCTION
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 845-834-4343, Fax: 845-834-4344
Websites
Chief Compliance Officer
JOHN S. MORGAN
PRESIDENT, CHIEF INVESTMENT OFFICER
200 NORTH DRIVE
I.PARK SUITE 103
HOPEWELL JUNCTION
NY
United States
Tel:
845-834-4343
Fax:
845-834-4344
J***@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MORGAN, JOHN, SCOTT | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 06/2018 | > 75% |