COPPERPLATE CAPITAL LLC
Adviser information for COPPERPLATE CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $158.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $158.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $158.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-130132 |
|---|---|
| SEC ERA File Number | 801-130132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174528 |
| Legal Entity Identifier | None |
Principal Office
2744 SAND HILL RDSUITE 100
MENLO PARK
CA
United States
Monday - Friday, 9AM - 5PM EST
Tel: (650) 275-4313, Fax: None
Chief Compliance Officer
LAARNI DEGUZMAN
DIRECTOR OF FINANCE
2744 SAND HILL RD
SUITE 100
MENLO PARK
CA
United States
Tel:
(650) 275-4313
L*****@**********M
(Full email address available in API data)
Industry Affiliates
| COPPERPLATE GLOBAL PARTNERS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COPPERPLATE INVESTMENTS LTD. | Hedge Fund | $52.1M | $0.1M | 6 |
| COPPERPLATE PARTNERS LP | Hedge Fund | $105.9M | $1.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOTTIPATI, SUNIL, KUMAR | Individual | – | MANAGING MEMBER | 06/2014 | > 75% |
| DEGUZMAN, LAARNI, PARAWAN | Individual | – | CCO, DIRECTOR OF FINANCE | 03/2024 | < 5% |
| KARNS, EDWARD, BURKE | Individual | – | MEMBER | 07/2023 | 25-50% |