STRATEGIC WEALTH ADVISORS GROUP, INC.
Adviser information for STRATEGIC WEALTH ADVISORS GROUP, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 718 | $101.1M |
| Non-Discretionary | 0 | $0 |
| Total | 718 | $101.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 303 | $73.9M |
| HNW Individuals | 17 | $27.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | Hourly chargesFixed feesSOLICITOR FEES |
Identifiers
| SEC RIA File Number | 801-130149 |
|---|---|
| SEC ERA File Number | 801-130149 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285863 |
| Legal Entity Identifier | None |
Principal Office
8667 HALL ROADUTICA
MI
United States
Monday - Friday, 9AM - 5 PM
Tel: 586-203-2275, Fax: None
Websites
www.swaganalysis.com
www.strategicwealthadvisorsgroup.com
strategicwealthinsurancegroup.com/
linkedin.com/in/tim-sullivan-520947114/
www.facebook.com/strategic-wealth-advisors-group-inc-675283459311206/
www.strategiesforsocialsecurity.com
twitter.com/stratwealthadvg
www.facebook.com/jewelsgalbraith
www.facebook.com/tim.sullivan.756
www.linkedin.com/in/julie-sullivan-10b8b517/
Chief Compliance Officer
TIMOTHY SULLIVAN
MANAGING MEMBER
8667 HALL ROAD
UTICA
MI
United States
Tel:
586-203-2275
T********@*******************************M
(Full email address available in API data)
Industry Affiliates
| STRATEGIC WEALTH INSURANCE GROUP, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SULLIVAN, TIMOTHY, SCOTT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |