EMBLEM GROUP, L.P.
Adviser information for EMBLEM GROUP, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-130156 |
|---|---|
| SEC ERA File Number | 801-130156 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 329533 |
| Legal Entity Identifier | None |
Principal Office
55 CLIFF ROADWELLESLEY
MA
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 781-208-2409, Fax: None
Websites
Chief Compliance Officer
RYAN DUFFY
MANAGING PARTNER
55 CLIFF ROAD
WELLESLEY
MA
United States
Tel:
203-858-8680
D****@***********L
(Full email address available in API data)
Regulatory Contact
PATRICK COOK
MANAGING PARTNER
55 CLIFF ROAD
WELLESLEY
MA
United States
Tel:
706-372-6234
P****@********************M
(Full email address available in API data)
Industry Affiliates
| EMBLEM INVESTMENTS GP I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EMBLEM GROUP, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2023 | < 5% |
| DUFFY, RYAN, JAMES | Individual | – | LIMITED PARTNER, MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 08/2023 | 25-50% |
| COOK, PATRICK, LINDSEY | Individual | – | LIMITED PARTNER, MANAGING PARTNER | 08/2023 | 25-50% |
| COOK, PATRICK, LINDSEY | Individual | EMBLEM GROUP, LLC | MANAGING MEMBER | 12/2023 | 50-75% |
| DUFFY, RYAN, JAMES | Individual | EMBLEM GROUP, LLC | MANAGING MEMBER | 12/2023 | 50-75% |