COLLAR CAPITAL MANAGEMENT, LLC
Adviser information for COLLAR CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $105.8M |
| Non-Discretionary | 1 | $7.8M |
| Total | 219 | $113.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $4.9M |
| HNW Individuals | 63 | $100.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-130159 |
|---|---|
| SEC ERA File Number | 801-130159 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152325 |
| Legal Entity Identifier | None |
Principal Office
100 WEST LAWRENCE ST.SUITE 418
APPLETON
WI
United States
Monday - Friday, 8AM-4PM
Tel: 920-830-1556, Fax: 920-273-2712
Websites
Chief Compliance Officer
PATRICK COLLAR
MANAGING MEMBER
100 WEST LAWRENCE ST.
SUITE 418
APPLETON
WI
United States
Tel:
920-830-1556
Fax:
920-273-2712
P******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLAR, PATRICK, DANIEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2009 | > 75% |