PEGASUS TECH VENTURES, INC.
Adviser information for PEGASUS TECH VENTURES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 40 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 40 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 40 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-130162 |
|---|---|
| SEC ERA File Number | 801-130162 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164588 |
| Legal Entity Identifier | None |
Principal Office
2680 NORTH FIRST STREETSUITE 250
SAN JOSE
CA
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 408-645-5532, Fax: None
Chief Compliance Officer
ERI UEDA
VICE PRESIDENT
2680 N FIRST
#250
SAN JOSE
CA
United States
Tel:
408-645-5532
U***@******************M
(Full email address available in API data)
Regulatory Contact
MD ANIS UZZAMAN
CHIEF EXECUTIVE OFFICER
2680 NORTH FIRST STREET
SUITE 250
SAN JOSE
CA
United States
Tel:
408-645-5532
U******@******************M
(Full email address available in API data)
Industry Affiliates
| ALHD PEGASUS TECH VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CP VENTURES MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT X, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XVI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XVII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XVIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XXIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XXV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT XXVI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FENOX VENTURE MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT X, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT XI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT XII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT XIV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT XV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES MANAGEMENT XVI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PEGASUS TECH VENTURES SPV VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AQUA CLARA LEMON GAS PEGASUS TECH VENTURES, L.P. | Venture Capital Fund | $29.8M | $0.0M | 4 |
| CP VENTURES COMPANY, L.P. | Venture Capital Fund | $966.6M | $0.0M | 2 |
| FENOX INFOCOM VENTURE COMPANY V, L.P. | Venture Capital Fund | $18.9M | $0.0M | 2 |
| FENOX INNOTECH VENTURE COMPANY VI, L.P. | Venture Capital Fund | $12.1M | $0.0M | 2 |
| FENOX VENTURE COMPANY II, L.P. | Venture Capital Fund | $6.6M | $0.0M | 2 |
| FENOX VENTURE COMPANY III, L.P. | Venture Capital Fund | $22.0M | $0.0M | 15 |
| FENOX VENTURE COMPANY IV, L.P. | Venture Capital Fund | $0.7M | $0.0M | 2 |
| FENOX VENTURE COMPANY IX, L.P. | Venture Capital Fund | $240.0M | $0.0M | 2 |
| FENOX VENTURE COMPANY VIII, L.P. | Venture Capital Fund | $1.9M | $0.0M | 7 |
| FENOX VENTURE COMPANY X, L.P. | Venture Capital Fund | $11.7M | $0.0M | 2 |
| FENOX VENTURE COMPANY XI, L.P. | Venture Capital Fund | $18.5M | $0.0M | 2 |
| FENOX VENTURE COMPANY XII, L.P. | Venture Capital Fund | $50.5M | $0.0M | 2 |
| FENOX VENTURE COMPANY XVII, L.P. | Venture Capital Fund | $1.0M | $0.0M | 3 |
| FENOX VENTURE COMPANY XVIII, L.P. | Venture Capital Fund | $1.1M | $0.0M | 2 |
| FENOX VENTURE COMPANY XX, L.P. | Venture Capital Fund | $41.6M | $0.0M | 2 |
| FENOX VENTURE COMPANY XXIV, L.P. | Venture Capital Fund | $5.7M | $0.0M | 2 |
| FENOX VENTURE COMPANY XXV, L.P. | Venture Capital Fund | $6.1M | $0.0M | 2 |
| FENOX VENTURE COMPANY XXVI, L.P. | Venture Capital Fund | $35.4M | $0.0M | 2 |
| FENOX XV, L.P. | Venture Capital Fund | $17.6M | $0.0M | 2 |
| FENOX XVI, L.P. | Venture Capital Fund | $18.2M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY I, L.P. | Venture Capital Fund | $96.7M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY II, L.P. | Venture Capital Fund | $8.3M | $0.0M | 3 |
| PEGASUS TECH VENTURES COMPANY IV, L.P. | Venture Capital Fund | $7.8M | $0.0M | 3 |
| PEGASUS TECH VENTURES COMPANY IX, L.P. | Venture Capital Fund | $9.0M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY V, L.P. | Venture Capital Fund | $8.8M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY VI, L.P. | Venture Capital Fund | $101.9M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY VII, L.P. | Venture Capital Fund | $48.0M | $0.0M | 3 |
| PEGASUS TECH VENTURES COMPANY VIII, L.P. | Venture Capital Fund | $42.5M | $0.0M | 25 |
| PEGASUS TECH VENTURES COMPANY X, L.P. | Venture Capital Fund | $19.0M | $0.0M | 2 |
| PEGASUS TECH VENTURES COMPANY XI, L.P. | Venture Capital Fund | $17.4M | $0.0M | 8 |
| PEGASUS TECH VENTURES COMPANY XII, L.P. | Venture Capital Fund | $10.2M | $0.0M | 8 |
| PEGASUS TECH VENTURES COMPANY XIV, L.P. | Venture Capital Fund | $30.8M | $0.0M | 59 |
| PEGASUS TECH VENTURES COMPANY XV, L.P. | Venture Capital Fund | $8.3M | $0.0M | 5 |
| PEGASUS TECH VENTURES COMPANY XVI, L.P. | Venture Capital Fund | $99.1M | $0.0M | 2 |
| PEGASUS TECH VENTURES SPV I, L.P. | Venture Capital Fund | $79.5M | $0.0M | 40 |
| PEGASUS TECH VENTURES SPV II, L.P. | Venture Capital Fund | $11.0M | $0.0M | 41 |
| PEGASUS TECH VENTURES SPV III, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| PEGASUS TECH VENTURES SPV IV, L.P. | Venture Capital Fund | $36.1M | $0.0M | 29 |
| PEGASUS TECH VENTURES SPV V, L.P. | Venture Capital Fund | $10.3M | $0.0M | 2 |
| PEGASUS TECH VENTURES SPV VI, L.P. | Venture Capital Fund | $1.3M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEGASUS TECH HOLDINGS, K.K. | Foreign Entity | – | SHAREHOLDER | 10/2021 | > 75% |
| UZZAMAN, MD ANIS, NO MIDDLE NAME | Individual | PEGASUS TECH HOLDINGS, K.K. | REPRESENTATIVE DIRECTOR | 10/2021 | > 75% |
| Ueda, Eri, no middle name | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| UZZAMAN, MD ANIS, NO MIDDLE NAME | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2011 | > 75% |