HAVEN CAPITAL GROUP
HAVEN CAPITAL GROUP, INC. Legal Name
Adviser information for HAVEN CAPITAL GROUP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 132 | $118.9M |
| Non-Discretionary | 0 | $0 |
| Total | 132 | $118.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $3.8M |
| HNW Individuals | 94 | $109.1M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $4.9M |
| Charitable organizations | <5 | $977,441 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $177,953 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-130171 |
|---|---|
| SEC ERA File Number | 801-130171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149641 |
| Legal Entity Identifier | None |
Principal Office
2625 TOWNSGATE RDSTE 330
WESTLAKE VILLAGE
CA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 805-963-9050, Fax: 855-825-2693
Websites
www.havencapitalgroup.com
twitter.com/havencapital
www.facebook.com/havencapitalgroup/
www.instagram.com/havencapitalgroup/
www.linkedin.com/company/haven-capital-group-inc./
www.facebook.com/groups/117812499553/
www.yelp.com/biz/kristin-wyman-horton-cfa-haven-capital-group-santa-barbara
havencapitalgroup.blogspot.com
Chief Compliance Officer
KRISTIN W. HORTON
PRESIDENT
P.O. BOX 3610
CAMARILLO
CA
United States
Tel:
805-963-9050
Fax:
855-825-2693
K******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORTON, KRISTIN, WYMAN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 06/2009 | > 75% |