DAVIMAN FINANCIAL, LLC
Adviser information for DAVIMAN FINANCIAL, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 487 | $101.0M |
| Non-Discretionary | 8 | $2.6M |
| Total | 495 | $103.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 142 | $29.2M |
| HNW Individuals | 22 | $46.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 42 | $27.8M |
| Charitable organizations | <5 | $39 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $200,930 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 35 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-130177 |
|---|---|
| SEC ERA File Number | 801-130177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285030 |
| Legal Entity Identifier | None |
Principal Office
15903 SHADOW LANDS DR.NOBLESVILLE
IN
United States
Monday - Friday, 8:00 - 5:00
Tel: 317-207-0175, Fax: None
Chief Compliance Officer
RONE J. DAVIS
MANAGING MEMBER
11650 OLIO RD.
SUITE 1000-286
FISHERS
IN
United States
Tel:
317-207-0175
R***@*******************M
(Full email address available in API data)
Regulatory Contact
GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel:
865-770-1024
S******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, RONE, JOHN | Individual | – | MANAGING MEMBER | 10/2016 | > 75% |
| DAVIS, RONE, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2017 | > 75% |