J.W.BURNS & COMPANY, INC.
BURNS J W & CO INC Legal Name
Adviser information for J.W.BURNS & COMPANY, INC. last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,265 | $773.9M |
| Non-Discretionary | 5 | $28.0M |
| Total | 1,270 | $801.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 314 | $78.1M |
| HNW Individuals | 195 | $586.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 34 | $29.9M |
| Charitable organizations | 27 | $81.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $25.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 300,000 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NETWORK ACCOUNT | WELLS FARGO SECURITIES, LLC |
Identifiers
| SEC RIA File Number | 801-13068 |
|---|---|
| SEC ERA File Number | 801-13068 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107835 |
| Legal Entity Identifier | None |
Principal Office
5789 WIDEWATERS PARKWAYDEWITT
NY
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 315-449-1341, Fax: 315-449-1349
Websites
Chief Compliance Officer
JAMES C. BURNS
PRESIDENT / CCO
5789 WIDEWATERS PARKWAY
DEWITT
NY
United States
Tel:
315-449-1341
Fax:
315-449-1349
J*****@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW DERRENBACKER
CORPORATE SECRETARY
5789 WIDEWATERS PARKWAY
DEWITT
NY
United States
Tel:
315-449-1341
Fax:
315-449-1349
A************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURNS, JAMES, C | Individual | – | OWNER/PRESIDENT/CEO/DIRECTOR/CHIEF COMPLIANCE OFFICER | 12/2012 | > 75% |
| BUNITSKY, PETER, N | Individual | – | TREASURER/DIRECTOR | 09/1990 | < 5% |
| Derrenbacker, Andrew, James | Individual | – | CORPORATE SECRETARY | 10/2023 | < 5% |