ATHENA INVESTMENT MANAGEMENT
Adviser information for ATHENA INVESTMENT MANAGEMENT last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 389 | $266.4M |
| Non-Discretionary | 3 | $781,154 |
| Total | 392 | $267.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $18.1M |
| HNW Individuals | 46 | $234.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $5.0M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $9.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
245 LA ESPIRALORINDA
CA
United States
Monday - Friday, 8:00 - 4:00
Tel: 925-254-1649, Fax: 925-287-9454
Chief Compliance Officer
JACK E. ANDREWS III
PRESIDENT
21C ORINDA WAY
#362
ORINDA
CA
United States
Tel:
925-254-1649
Fax:
925-287-9454
A*******@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDREWS, JACK, EDWARD | Individual | – | PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY, AND DIRECTOR | 06/2005 | > 75% |