THE CAPITAL MANAGEMENT CORPORATION

Adviser information for THE CAPITAL MANAGEMENT CORPORATION last updated from Form ADV on June 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MAY
Legal Location Virginia, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 612 $564.6M
Non-Discretionary 0 $0
Total 612 $564.6M

Clients

Type Number RAUM
Individuals 58 $26.3M
HNW Individuals 121 $459.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $7.7M
Charitable organizations 6 $55.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $15.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-13252
SEC ERA File Number 801-13252
SEC CIK Numbers 1074273
SEC CRD Numbers 112242
Legal Entity Identifier None

Principal Office

4101 COX ROAD
SUITE 110
GLEN ALLEN
VA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 804-270-4000, Fax: 804-270-4400

Chief Compliance Officer

PAMELA SIMMS
OPERATIONS MANAGER
4101 COX ROAD
SUITE 110
GLEN ALLEN
VA
United States
Tel: 804-270-4000
Fax: 804-270-4400
(Full email address available in API data)

Regulatory Contact

TIMOTHY CALL
PRESIDENT
4101 COX ROAD
SUITE 110
GLEN ALLEN
VA
United States
Tel: 804-270-4000
Fax: 804-270-4400
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CALL, TIMOTHY, COLIN Individual PRESIDENT, CHIEF INVESTMENT OFFICER 02/2006 50-75%
LIVESAY, MARK, WOODWARD Individual TREASURER, SECRETARY, VICE PRESIDENT 03/2010 < 5%
SIMMS, PAMELA, CATHERINE Individual CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 02/2016 < 5%
THE CAPITAL MANAGEMENT CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Domestic Entity ESOP 01/2015 25-50%
LIVESAY, MARK, WOODWARD Individual THE CAPITAL MANAGEMENT CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN TRUSTEE 01/2015
SIMMS, PAMELA, CATHERINE Individual THE CAPITAL MANAGEMENT CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN TRUSTEE 01/2015

No. Employees, Historic

10502019202020212022202320248 on 7/18/20197 on 6/26/20207 on 6/30/20208 on 6/22/20219 on 7/7/20228 on 6/21/2023

RAUM, Historic

600M300M0201920202021202220232024457442045 on 7/18/2019392825979 on 6/26/2020392825979 on 6/30/2020598791043 on 6/22/2021588328226 on 7/7/2022564591317 on 6/21/2023

No. Clients, Historic

2001000201920202021202220232024187 on 7/18/2019179 on 6/26/2020179 on 6/30/2020176 on 6/22/2021190 on 7/7/2022190 on 6/21/2023

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCO BRANDS CORP COM 15M 3M
ACME UTD CORP COM 19M 538K
AGNICO EAGLE MINES LTD COM 15M 222K
ALPHABET INC CAP STK CL A 7M 38K
ALTRIA GROUP INC COM 7M 158K
AMAZON COM INC COM 301K 2K
ANIKA THERAPEUTICS INC COM 8M 329K
APPLE INC COM 839K 4K
ARCADIUM LITHIUM PLC COM SHS 7M 2M
BRISTOL-MYERS SQUIBB CO COM 9M 207K
CARRIER GLOBAL CORPORATION COM 7M 112K
CHOICE HOTELS INTL INC COM 238K 2K
CITIGROUP INC COM NEW 8M 124K
CME GROUP INC COM 7M 33K
CNX RES CORP COM 12M 480K
CONAGRA BRANDS INC COM 7M 242K
CRAWFORD & CO CL A 7M 811K
CRAWFORD & CO CL B 4M 487K
DOMINION ENERGY INC COM 306K 6K
ECOLAB INC COM 296K 1K
ELEVANCE HEALTH INC COM 412K 760
EXELIXIS INC COM 8M 340K
EXTRA SPACE STORAGE INC COM 1M 9K
EXXON MOBIL CORP COM 248K 2K
FASTENAL CO COM 6M 89K
GOLDMAN SACHS GROUP INC COM 14M 30K
GRAY TELEVISION INC COM 22M 4M
HARMONY BIOSCIENCES HLDGS IN COM 7M 240K
INTERDIGITAL INC COM 25M 213K
INTERPUBLIC GROUP COS INC COM 4M 145K
ISHARES TR MSCI INDIA SM CP 421K 5K
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 48K
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 4M 79K
KINDER MORGAN INC DEL COM 11M 544K
LOWES COS INC COM 9M 39K
MARSH & MCLENNAN COS INC COM 333K 2K
MASTECH DIGITAL INC COM 7M 890K
MASTERCARD INCORPORATED CL A 11M 25K
MOELIS & CO CL A 11M 187K
MOLSON COORS BEVERAGE CO CL B 12M 233K
NEXSTAR MEDIA GROUP INC COMMON STOCK 26M 158K
ONEOK INC NEW COM 16M 199K
ORACLE CORP COM 219K 2K
PEPSICO INC COM 267K 2K
PITNEY BOWES INC COM 21M 4M
PRINCIPAL FINANCIAL GROUP IN COM 9M 118K
PRUDENTIAL FINL INC COM 8M 72K
QUALCOMM INC COM 16M 79K
RTX CORPORATION COM 280K 3K
SANFILIPPO JOHN B & SON INC COM 379K 4K
SENSATA TECHNOLOGIES HLDG PL SHS 8M 225K
SERVICE PPTYS TR COM SH BEN INT 24M 5M
SINCLAIR INC CL A 23M 2M
TEGNA INC COM 8M 557K
TOLL BROTHERS INC COM 3M 30K
UDR INC COM 309K 8K
UNITED PARCEL SERVICE INC CL B 5M 35K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 803K 4K
VANGUARD WORLD FD COMM SRVC ETF 380K 3K
VANGUARD WORLD FD ESG US STK ETF 265K 3K
VANGUARD WORLD FD FINANCIALS ETF 223K 2K
VEREN INC COM NEW 13M 2M
VISA INC COM CL A 9M 35K
WILLIAMS COS INC COM 234K 6K
WISDOMTREE INC COM 393K 40K
WISDOMTREE TR US QTLY DIV GRT 211K 3K
WISDOMTREE TR EM MKTS QTLY DIV 238K 9K
WISDOMTREE TR EMG MKTS SMCAP 206K 4K
WISDOMTREE TR EURO QTLY DIV GR 337K 11K
WISDOMTREE TR FLOATNG RAT TREA 9M 171K
WISDOMTREE TR JAPN HEDGE EQT 254K 2K
WISDOMTREE TR US LARGECAP FUND 208K 4K
WISDOMTREE TR US MIDCAP FUND 253K 4K
WISDOMTREE TR US S CAP QTY DIV 424K 9K
WISDOMTREE TR US SMALLCAP FUND 247K 5K