FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
Adviser information for FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 455 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 455 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $26.1M |
| HNW Individuals | 341 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $919,005 |
| Charitable organizations | 7 | $13.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $108,343 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 455 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR CHARITABLE ENTITIES |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Principal Office
725 15TH STREET N.W.WASHINGTON
DC
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 202-626-5220, Fax: 202-783-5164
Websites
Chief Compliance Officer
JOSEPH URBAN
CHIEF COMPLIANCE OFFICER
725 15TH STREET NW
WASHINGTON
DC
United States
Tel:
202-626-5300
Fax:
202-783-3461
J*****@*******M
(Full email address available in API data)
Regulatory Contact
PETER TIHAL
725 15TH STREET NW
WASHINGTON
DC
United States
Tel:
202-626-5334
Fax:
202-783-3461
P*****@*******M
(Full email address available in API data)
Industry Affiliates
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOLGER NOLAN FLEMING DOUGLAS HOLDINGS, INC. | Domestic Entity | – | DIRECT OWNER | 01/2006 | > 75% |
| URBAN, JOSEPH, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | < 5% |
| FOSTER, RICHARD, STEVEN | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER & TREASURER | 01/2006 | < 5% |
| FOLGER ASSOCIATES LLC | Domestic Entity | FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | SHAREHOLDER | 05/1984 | > 75% |
| FOLGER, LEE, MERRITT | Individual | – | DIRECTOR | 01/2006 | < 5% |
| FOLGER NOLAN FLEMING DOUGLAS INCORPORATED | Domestic Entity | FOLGER NOLAN FLEMING DOUGLAS HOLDINGS, INC. | DIRECT OWNER | 01/2006 | > 75% |
| FOLGER, NEIL, CLIFFORD | Individual | – | DIRECTOR, BOARD CHAIR | 10/2020 | < 5% |
| CURRENT, JOHN, RANDALL | Individual | – | SECRETARY, SENIOR EXECUTIVE VICE PRESIDENT AND DIRECTOR | 07/2013 | < 5% |
| JOHN D. FOLGER SECTION 9 TRUST | Domestic Entity | FOLGER ASSOCIATES LLC | OWNER | 12/2020 | 25-50% |
| FOLGER 2020 TRUST FOR NEIL C. FOLGER | Domestic Entity | FOLGER ASSOCIATES LLC | OWNER | 10/2021 | 25-50% |
| FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER | Domestic Entity | FOLGER ASSOCIATES LLC | OWNER | 10/2021 | 25-50% |
| FOLGER, NEIL, CLIFFORD | Individual | FOLGER 2020 TRUST FOR NEIL C. FOLGER | TRUSTEE | 10/2021 | |
| FOLGER, NEIL, CLIFFORD | Individual | FOLGER 2020 TRUST FOR NICHOLAS FRY FOLGER | TRUSTEE | 10/2021 |