SOUND SHORE MANAGEMENT INC
Adviser information for SOUND SHORE MANAGEMENT INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 398 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 398 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $2.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $905.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $161.9M |
| Pension and profit sharing plans | 2 | $167.5M |
| Charitable organizations | 2 | $120.0M |
| State or municipal gov entities | 2 | $874.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 1 | $330.8M |
| Corporations or other businesses | 1 | $41.5M |
| Other | 384 | $401.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 7 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 401.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM | GOLDMAN SACHS & CO. LLC |
Identifiers
| SEC RIA File Number | 801-13549 |
|---|---|
| SEC ERA File Number | 801-13549 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112379 |
| Legal Entity Identifier | 254900UU04APPQN5S881 |
Principal Office
8 SOUND SHORE DR., SUITE 180GREENWICH
CT
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 203-629-1980, Fax: 203-629-3680
Chief Compliance Officer
LOWELL E. HAIMS
CHIEF COMPLIANCE OFFICER
8 SOUND SHORE DRIVE, SUITE 180
GREENWICH
CT
United States
Tel:
(203) 629-1980
Fax:
(203) 629-3680
L*****@*************M
(Full email address available in API data)
Regulatory Contact
SHANNA S. SULLIVAN
VICE PRESIDENT
8 SOUND SHORE DRIVE, SUITE 180
GREENWICH
CT
United States
Tel:
(203) 629-1980
Fax:
(203) 629-3680
S*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOUND SHORE COMMINGLED FUND, LLC | MID TO LARGE CAP VALUE | $25.2M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURN, HARRY | Individual | – | CO-CHAIRMAN/DIRECTOR | 05/1978 | 25-50% |
| KANE, THEODORE, GIBBS | Individual | – | CO-CHAIRMAN/DIRECTOR | 09/1977 | 10-25% |
| SULLIVAN, SHANNA, STINCHFIELD | Individual | – | V.P.,TREAS.,SEC./DIRECTOR | 12/1979 | 5-10% |
| HAIMS, LOWELL, ERIK | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2007 | < 5% |
| DEGULIS, JOHN, PATRICK | Individual | – | PRESIDENT | 10/2003 | 10-25% |
| CLARK, JAMES, FREDERIC | Individual | – | ANALYST | 06/2004 | 5-10% |
| BILIK, DAVID, BERNARD | Individual | – | ANALYST | 12/2015 | 5-10% |
| EVANS, PETER, BRADFORD | Individual | – | ANALYST | 12/2016 | 5-10% |
| SMOLLER, ELLEN, SUSAN | Individual | – | TRADER | 12/2021 | < 5% |