SAROFIM TRUST CO
Adviser information for SAROFIM TRUST CO last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 49 | $7.1B |
| Non-Discretionary | 0 | $0 |
| Total | 49 | $7.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 38 | $4.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $216.4M |
| Charitable organizations | 7 | $2.1B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $231.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsTRUST SERVICES |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Trust company |
Principal Office
TWO HOUSTON CENTERSUITE 2907
HOUSTON
TX
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 713-654-4484, Fax: 713-654-8184
Chief Compliance Officer
RAYE G. WHITE
EXECUTIVE VICE PRESIDENT
TWO HOUSTON CENTER, SUITE 2907
HOUSTON
TX
United States
Tel:
713-654-4484
Fax:
713-654-8184
R*****@**********M
(Full email address available in API data)
Regulatory Contact
MICHELE L. GIBBONS
GENERAL COUNSEL
TWO HOUSTON CENTER
SUITE 2907
HOUSTON
TX
United States
Tel:
713-654-4484
Fax:
713-654-8184
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| FAYEZ SAROFIM & CO. | Other investment adviser, including financial planners |
| SAROFIM INTERNATIONAL MANAGEMENT CO | Other investment adviser, including financial planners |
| SAROFIM REALTY ADVISORS LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, RAYE, GILLIS | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER | 12/1977 | < 5% |
| FAYEZ SAROFIM & CO. | Domestic Entity | – | SHAREHOLDER | 12/1977 | > 75% |
| THE SAROFIM GROUP, INC. | Domestic Entity | FAYEZ SAROFIM & CO. | SHAREHOLDER | 12/1995 | > 75% |
| LEE, JR., WILLIAM, GENTRY | Individual | – | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 09/2010 | < 5% |
| CHRISTENSEN, ALAN, ROBERT | Individual | – | DIRECTOR, VICE PRESIDENT | 09/2010 | < 5% |
| SAROFIM, CHRISTOPHER, BINYON | Individual | – | CHAIRMAN | 05/2022 | < 5% |
| HANNA, WILLIAM, DAVID | Individual | – | DIRECTOR, VICE PRESIDENT AND SECRETARY | 02/2013 | < 5% |
| REZA, REYNALDO, (NMN) | Individual | – | SENIOR VICE PRESIDENT | 08/2015 | < 5% |
| Gibbons, Michele, Lew | Individual | – | GENERAL COUNSEL | 09/2021 | < 5% |
| SAROFIM SGI VOTING TRUST | Domestic Entity | THE SAROFIM GROUP, INC. | E | 05/2022 | > 75% |
| COLUCCI, JOHN, (NMN) | Individual | – | CHIEF OPERATING OFFICER | 09/2022 | < 5% |
| ROBISON, ALEXANDER, CHASE | Individual | – | CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |
| SEARLS, DAVID, T | Individual | – | DIRECTOR, PRESIDENT | 10/2023 | < 5% |
| DICK, SAMUEL, EDWARD CODY | Individual | – | DIRECTOR, PRINCIPAL | 10/2023 | < 5% |
| ALDER, DOUGLAS, KENNETH | Individual | – | VICE PRESIDENT | 10/2023 | < 5% |
| LAECHELIN, CLINTON, THOMAS | Individual | – | VICE PRESIDENT - FINANCE | 10/2023 | < 5% |
| SAROFIM, CHRISTOPHER, BINYON | Individual | SAROFIM SGI VOTING TRUST | TRUSTEE | 05/2022 | > 75% |